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Rogers v. New York University, 220 F.3d 73 (2d
Cir. July 17, 2000)
Keywords: ADA and FMLA (arbitration agreement)
Introduction: Susan Rogers sued NYU under the ADA and the FMLA. NYU
moved to have the lawsuit stayed pending arbitration. The district court denied the
motion. The Second Circuit affirms.
Facts: The Collective Bargaining Agreement (CBA) between NYU and
Rogers' Union contains a "no discrimination" provision. It also provides that
all employees are entitled to all provisions of the FMLA that are not specifically
provided for in the CBA.
Law:
- Because the arbitration provision (by which employees purport to waive
their right to a federal forum with respect to statutory claims) is contained in a
"union-negotiated" CBA, the Court holds that the arbitration provision is not
enforceable based on the teachings of
Alexander v. Gardner-Denver Co., 415 U.S.
36 (1974).
- While that fact alone is sufficient to decide this case, the Court also
discusses
Wright v. Universal
Maritime Service Corp., 119 S.Ct. 391 (1998). In
Wright the
Supreme Court does not reach the issue of whether a union-negotiated waiver is
enforceable. It just holds that as a condition precedent to enforceability, CBAs that
purport to waive an employee's right to bring discrimination claims in federal court must
be "clear and unmistakable."
- The Court applies an "either or" test to determine whether the
waiver is clear and unmistakable: (1) a waiver is sufficiently explicit if the arbitration
clause contains a provision whereby employees specifically agree to submit all federal
causes of action arising out of their employment to arbitration; and (2) a waiver may be
sufficiently clear and unmistakable when the CBA contains an explicit incorporation of the
statutory anti-discrimination requirements in addition to a broad and general arbitration
clause.
- The Court reviews the language in the CBA in question and finds that the
test has not been met. Therefore, the Court affirms the order of the district court.
- Click
here to see
actual case.