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Disclaimer: The Treatise is based upon federal appellate court decisions from 1996 to 2008. We are currently in the process of updating the Treatise. Until that update is complete, it is possible that certain cases cited in the Treatise may no longer represent current law.

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Chapter 10 - Trial Practice
10.600 Jury instructions
10.640 Instruction on McDonnell Douglas framework
10.641 Instruction on pretext

10.641.10 Substantial factor vs. motivating factor

2d Circuit

In Owen v. Thermatool Corp., 155 F.3d 137 (2d Cir. 1998), the court explained:

   In the circumstances presented, the district court's use of the phrase "substantial factor" rather than "motivating factor" was not misleading and adequately informed the jury of the law. The words "substantial" and "motivating" are reasonably interchangeable or at least have considerable overlap. See Fields v. New York State Office of Mental Retardation and Developmental Disabilities, 115 F.3d 116, 120-21 (2d Cir. 1997) (generally stating that plaintiff must prove prohibited consideration was a "motivating factor" in employer's decision, but also referring to "a substantial or a motivating factor" and "a substantial motivating reason" (emphasis omitted)); Burger v. New York Inst. of Tech., 94 F.3d 830, 833 (2d Cir. 1996) (requiring evidence sufficient to support inference that impermissible motive was "a substantial factor"); Tyler v. Bethlehem Steel Corp., 958 F.2d 1176, 1181 (2d Cir. 1992) (characterizing plurality opinions in Price Waterhouse v. Hopkins, 490 U.S. 228 (1989), as requiring proof that illegitimate factor "had a 'motivating' or 'substantial' role" in employment decision). While the phrase "motivating factor" is perhaps a more precise and more typical statement of the standard for liability in ADEA cases, the trial court's use of "substantial factor" adequately stated the law in this case.

 

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