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Disclaimer:
The Treatise is based upon federal appellate court decisions from 1996
to 2008. We are currently in the process of updating the Treatise. Until
that update is complete, it is possible that certain cases cited in the
Treatise may no longer represent current law.
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17.100 42 U.S.C. § 1983 - General principles
17.140 Difference between "individual capacity"
and "official capacity"
6th Circuit
Moore v. City of Harriman, 272 F.3d 769 (6th Cir. 2001)
(en banc) is not an employment discrimination case. However, in this 42 U.S.C. §
1983 action, the court does address how the determination is made whether a
state actor has been sued in his individual capacity. This is a 7-6 decision.
The majority holds that the determination is based on the "course of
proceedings" test. The "course of proceedings" test considers such factors as
the nature of the plaintiff's claims, requests for compensatory or punitive
damages, and the nature of any defenses raised in response to the complaint,
particularly claims of qualified immunity to determine whether the defendant had
actual knowledge of the potential for individual liability. The test also
considers whether subsequent pleadings put the defendant on notice of the
capacity in which he or she is sued. The majority opinion states that most
circuits follow the course of proceedings test, and the court lists decisions
from the other circuits. Circuit Judge Gilman concurs in the result. While he
agrees that the course of proceedings test should apply, Judge Gilman is
critical of the majority for pretending that the Sixth Circuit has applied this
test all along. The six-member dissent argues that the Sixth Circuit has never
applied the course of proceedings test, but acknowledges that the Court has the
power to adopt the test in this en banc decision. Even applying the course of
proceedings test, the dissent does not believe that the officers in this case
were sued in their individual capacity.
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Garland's Digest
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